Figure 2. Proportion of
species used for animal models of PD in 23,000 research articles from January
1990 to June 2018 (reproduced from Konnova & Swanberg 2018).
One
of the most commonly used PD models in recent decades has been the
administration of 1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine (MPTP). This was
originally synthesised as a type of heroin which caused severe Parkinsonism in
a number of narcotics users in California in 1982. A researcher described the
effect as like a textbook case of advanced PD, saying:
“Patients exhibited virtually all of the motor
features of typical Parkinson’s disease, including tremor and asymmetry of
findings. They even exhibited non-motor aspects of the disease such as facial
seborrhea and mild deficits in higher cognitive function. Furthermore, these
patients all had a dramatic and near immediate response to L-dopa.” (Langston 2017).
Further
investigation revealed that MPTP was converted to MPP+ (1-methyl-4-phenylpyridinium)
in the brain which is toxic to mitochondria (Langston et al. 1984).
Around the same time, it was demonstrated that MPTP had the same effect on
monkeys (Burns et al. 1984), causing a rapid depletion of dopaminergic
neurons in the substantia nigra pars compacta whilst leaving the ventral
tegmental area largely unaffected. Before the end of 1984, the effect had also
been demonstrated in mice (Heikkila et al 1984), and thus MPTP was established
as an apparently realistic model for PD and has been widely used since.
6-Hydroxydopamine
(6-OHDA) causes oxidative stress but does not cross the blood-brain barrier so
has to be injected directly. When administered to the substantia nigra,
dopaminergic neurons rapidly degenerate; and when administered to the striatum
it produces a much slower degeneration of the nigrostriatal system (Betarbet et
al. 2002). The 6-OHDA model does not mimic the clinical features of PD as
closely as MPTP but is nevertheless also widely used.
A
number of pesticides, herbicides and fungicides are now generally believed to
be risk factors for PD (Pezzoli & Cereda 2013) and in particular the
herbicides paraquat and maneb, and the pesticide rotenone, have been used in
rodent models of PD. However, whilst they have been shown to induce clear PD
symptoms in rodent models, the level of toxicity in humans is debated (Blandini
& Armentero 2012).
Reserpine
and methamphetamine both cause dopamine depletion with little impact on the
cell bodies (Betarbet et al. 2002) though the mechanisms are different,
with methamphetamine believed to cause oxidative stress whereas reserpine
interferes with action of dopamine transporters (Yaffe et al. 2018).
Finally, there are genetic models. As of 2019, Approximately 90 mutations, many of them single nucleotide polymorphisms, had been identified as PD risk factors in humans (Nalls et al. 2019). Of these a number have been replicated in animal models (Table 2), though their ability to replicate the dopaminergic neurodegeneration or clinical features of PD is limited (Blandini & Armentero 2012).
Table 2. PD mutations that have been used in animal
models (reproduced from Konnova & Swanberg 2018).
Locus
|
Gene
|
Mutation
|
Inheritance
|
PARK1
|
SNCA
|
A30P, A53T, E46K
|
Dominant
|
PARK2
|
Parkin
|
Various
|
Recessive
|
PARK4
|
SNCA
|
Duplication and triplication
|
Dominant
|
PARK5
|
UCH-L1
|
I93M, S18Y
|
Dominant
|
PARK6
|
PINK1
|
G309D, exonic deletions
|
Recessive
|
PARK7
|
DJ-1
|
L166P, homozygous exon deletion
|
Recessive
|
PARK8
|
LRRK2
|
G2109S, R1441C/G
|
Dominant
|
Applications of PD animal models
The
models described above have been used for the pre-clinical testing of a large
number of candidate drug treatments for PD. This includes dopamine agonists, of
which pramipexole is a recent example having been licensed by the US Food and
Drug Administration
and European Medicines Agency
in 1997. This had been tested on a variety of models, including the MPTP model
on monkeys, the 6-ODHA model on rats (Dooley & Markham 1998), the MPTP
model on mice (Kitamura et al. 1997) and the methamphetamine model on
mice (Hall et al. 1996).
Animal
models are used to test theories about PD pathogenesis. For instance,
experiments transplanting gut microbiota from humans with PD to mice resulting
in parkinsonian motor impairment, lend support to the recent idea that PD may,
in some cases, start in the gut (Sampson et al. 2016, Liddle 2018).
In
addition to direct models of PD, animals have also been key to the
understanding of brain structures compromised in PD, notably the basal ganglia,
and this led serendipitously to the discovery and clinical development of deep
brain stimulation (DBS), an increasingly common surgical procedure to alleviate
motor symptoms in the more advanced stages of PD. In the 1970s and 1980s, a
series of experiments on monkeys revealed the physiology of the basal ganglia-thalamocortical
(BGTC) circuitry (Vitek & Johnson 2019), in particular the role of the
so-called direct and indirect pathways in controlling motor function. This led
to the use for a few years from the mid-1980s of pallidotomy as a treatment for
PD (Laitinen et al. 1992). Although successful in some patients in
relieving the motor symptoms of PD, there were frequent complications including
cognitive changes, and in other cases, PD symptoms were either not improved or
worsened (Vitek & Johnson 2019). However, the use of electric stimulation
during these procedures as a testing mechanism led to the idea that the
application of small electric currents in certain areas of the BGTC circuit via
surgically implanted electrodes might directly alleviate PD motor symptoms.
This resulted in DBS, a procedure that gives “significant improvement in motor
function in patients with Parkinson’s disease where the condition cannot
further be improved with medical therapy” (Obeso et al. 2001). Exactly
how DBS works is not fully known, and monkey models continue to be used to
improve understanding (e.g., Hashimoto et al. 2003).
Finally,
animals can also play a role in neuronal regeneration therapies, for example in
grafting dopaminergic cells into the striatum of a patient with PD (cells are
typically grafted into the striatum where the dopamine is actually used rather
than the substantia nigra pars compacta). In this case, animal models can be
used to test ideas such as implantation of induced pluripotent stem cells
(Schweitzer et al. 2020) or in vivo cell reprogramming (Heinrich et
al. 2015) prior to human experimentation. Animals can also be sources of
cells for xenotransplantation given the ethical and practical challenges with
using human embryonic stem cells. For example, this has been tried with some
success with transplantation of neural cells from pigs into humans (Deacon et
al. 1997).
Discussion: are animal models still relevant?
Over
recent years there have been numerous candidate pharmaceuticals for PD that
have shown promise in animal models only to fail to demonstrate efficacy in
clinical trials in humans. Examples of recent clinical trial failures following
success in mouse models include nilotinib (Simuni et al. 2021, Tanebe et
al. 2014) and venglustat (Veil et al. 2021). As of mid-2021, there
were at least 44 drugs in Phase 1 or Phase 2 trials (Prasad & Hung 2021),
many with pre-clinical testing on rodent models of PD – will all of these also
fail to meet their primary outcome targets?
Taking
the MPTP model as an example, in hindsight it is clear that a drug that rapidly
causes the death of dopaminergic neurons in the substantia nigra is different
from a disease that results in gradual degeneration over decades and over many
regions of the brain (Epsay & Stecher 2020, Vijiaratnam et al.
2021). The reality is that animal models of PD, particularly in rodents, do not
fully mirror the condition in humans, where neurodegeneration can be found not
just in the dopaminergic system but also in the noradrenergic, serotonergic and
cholinergic systems in addition to the cerebral cortex, olfactory system and
autonomic nervous system (Dauer & Przedborski 2003). Moreover, PD has many
non-motor symptoms (Chaudhuri et al. 2006), is heterogeneous in its
clinical presentation and likely has several underlying pathogenic mechanisms
(Elkouzi et al. 2019), meaning that different animal models are
potentially needed for different subtypes of PD. Taking all these factors into
account, there is a significant risk of wasted effort in experimentation with
inadequate models, and a risk of ethical challenges regarding the unnecessary
use of animals.
Nevertheless,
when focussed on symptomatic relief, animal models have directly resulted in
the development of life-changing therapies for many PD patients, namely treatment
with levodopa, dopamine agonists and deep brain stimulation, as well as
significantly furthering understanding of related neurophysiology.
Conclusion: the future of animal models in PD
The sensible approach for the future appears to be: continue to use animal models, but selectively. Existing animal models have proven invaluable in the development of therapeutic strategies to provide relief from the symptoms of PD. However, the same models are ineffective at replicating the exact biochemical mechanisms underlying PD in humans and should be used in the development of disease-modifying agents only after careful consideration. Preferably, better models need to be found, most likely using transgenic approaches, or experiments need to be performed directly on humans. Using models like MPTP to try and develop cures for PD will probably continue to lead down costly and time-consuming blind alleys.
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